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blackroad-os-docs/docs/ideas/proposals/automated-compliance-spec.md
Alexa Amundson 8f94430012 chore(consolidation): migrate from blackroad-os-ideas and blackroad-os-research 
## Summary
- Migrates roadmaps and RFCs from `blackroad-os-ideas`
- Migrates research papers from `blackroad-os-research`
- Part of Phase 1 BlackRoad OS consolidation

## Files Added
- `docs/roadmap/` - 2025 roadmaps
- `docs/rfc/` - RFC templates
- `docs/ideas/` - Idea proposals
- `docs/papers/` - Research papers (PS-SHA, SIG, finance automation)
- `docs/research/` - Research prompts

## Test plan
- [ ] Verify docs build
- [ ] After merge, archive source repos

🤖 Generated with [Claude Code](https://claude.com/claude-code)

Co-authored-by: Alexa Louise <YOUR_REAL_EMAIL@EXAMPLE.COM>
Co-authored-by: Claude <noreply@anthropic.com>
2025-11-30 12:32:38 -06:00

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Automated Compliance Agent Specification

Goals

  • Provide continuous compliance monitoring for financial operations across BlackRoad OS.
  • Automate evidence collection and alerting for violations.
  • Reduce manual review cycles by routing low-risk checks through agents.

Non-Goals

  • Replacing human sign-off for regulated actions.
  • Building full audit dashboard UI (handled in Prism).

User Flows

  1. Operator defines compliance controls and thresholds.
  2. Agent ingests events from operator/orchestrator pipelines.
  3. Violations trigger alerts, tickets, or auto-mitigations.
  4. Weekly digest summarizes control posture and exceptions.

Agent Flows

  • Schedule periodic scans of transaction and access logs.
  • Apply rule packs for KYC/AML-sensitive actions with Regulated Risk scoring from the prioritization framework.
  • Escalate to human review when confidence < threshold or contradictions surface.

Risks

  • False positives causing alert fatigue.
  • Missed edge cases in financial flows; mitigated via shadow mode before enforcement.
  • Data privacy handling when aggregating evidence.

Dependencies

  • blackroad-os-operator event streams and control registry.
  • Identity lineage from concept-0001 (SIG Factor Tree Identity Assignment).
  • RFC approval if schemas change for evidence logging.

Links

  • Idea source: idea-0003 (Compliance agent sketches).
  • Future RFC placeholder: rfc-0003 once schema impacts are defined.
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